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Training Programs > Governance, Risk & Compliance > ISO 37301 Compliance Management System
Training Programs > Governance, Risk & Compliance > ISO 37301 Compliance Management System
ISO 37301 Compliance Management System

ISO 37301 sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS). A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs.

ISO 37301 Compliance Management System

Develop the knowledge needed to establish, implement, manage, maintain, and continually improve a CMS based on ISO 37301.

Learning Formats

Why Should You Attend?
The PECB Certified ISO 37301 Foundation training course presents the basic concepts of compliance and the requirements of ISO 37301 for a compliance management system (CMS). In this training course, you will learn about the various aspects of a CMS, including the compliance policy, compliance culture, compliance risk assessment, operational controls, performance measurements, leadership and commitment, internal audit, management review, and continual improvement.
After completing the training course, you can sit for the exam. If you successfully pass the exam, you can apply for the “PECB Certificate Holder in ISO 37301 Foundation” certificate. An internationally recognized “PECB ISO 37301 Foundation” certificate demonstrates that you have the necessary professional capabilities to be part of an ISO 37301 CMS implementation project.
Who should attend?
The ISO 37301 Foundation training course is intended for:

  • Managers and consultants seeking knowledge about the basic concepts of a CMS.

  • Compliance officers and members of compliance teams who want to get acquainted with ISO 37301’s requirements.

  • Individuals wishing to contribute in maintaining the organizational integrity by supporting ethical behavior.

  • Managers and members of governance, risk management, and compliance teams.

  • Individuals wishing to pursue a career as a compliance officer.

Learning Objectives
By participating in this training course, you will:

  • Understand the basic compliance management concepts, definitions, and approaches

  • Get acquainted with the ISO 37301 requirements for a compliance management system

  • Develop a general understanding of how an organization can meet the requirements of ISO 37301

Educational Approach
The training course is participant centered and contains:

  • Lecture sessions illustrated with graphics, examples, and discussions.

  • Interactions between participants by means of questions and suggestions.

  • Quizzes with similar structure to the certificate exam.

Prerequisites
There are no prerequisites to participate in this training course.
Available Learning Formats
Self Study/ Self-Paced
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification.
  • Free Retake if needed.
Download Brochure

Physical Classroom/ Instructor-Led

  • Attendance of a physical face to face training.
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification & Attendance Record.
  • Free Retake if needed
Download Brochure
Virtual Classroom/ Instructor-Led
  • Attendance of an online live training.
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification & Attendance Record.
  • Free Retake if needed
Download Brochure
Enroll Now

Learning Formats

Why Should You Attend?

The PECB ISO 37301 Lead Implementer training course provides the knowledge needed to establish, implement, manage, maintain, and continually improve a CMS. It aims to provide an in-depth understanding of ISO 37301 requirements, as well as the best practices and approaches used for the implementation and subsequent maintenance of the compliance management system.

The benefits of implementing a compliance management system (CMS) based on ISO 37301 are manifold: helping the organization avoid or mitigate the costs, risks, and damage of noncompliance, ensuring the long-term sustainability of the organization, promoting trust and confidence, encouraging good governance practices, due diligence, and ethically sound business dealings, etc.
The training course enables you to help organizations establish processes needed to adhere to all compliance obligations and establish controls that proactively prevent noncompliance and contribute to the creation of a culture of integrity, transparency, and openness.
The training course is followed by the certification exam. If you pass, you can apply for the “PECB Certified ISO 37301 Lead Implementer” credential. The “PECB ISO 37301 Lead Implementer” certificate is internationally recognized. It validates your professional capabilities and competences to implement a CMS in an organization based on the requirements of ISO 37301.
Who Should Attend?

  • Managers, consultants, and compliance officers wishing to develop a thorough understanding of ISO 37301 requirements for a compliance management system

  • Managers and consultants seeking a comprehensive CMS implementation framework

  • Compliance officers responsible for practicing due diligence with regard to compliance risks

  • Individuals wishing to contribute in maintaining organizational integrity by supporting ethical behavior

  • Managers and members of governance, risk management, and compliance teams

  • Individuals aspiring to become compliance officers or compliance management consultants

Learning Objectives
By the end of this training course, participants will be able to:

  • Explain the concepts, approaches, methods, and techniques used for the implementation and effective management of a CMS

  • Explain the relationship between ISO 37301 and other standards and regulatory frameworks

  • Interpret the requirements of ISO 37301 from the perspective of an implementer

  • Support organizations in establishing, implementing, maintaining, and continually improving their CMS based on ISO 37301

  • Prepare an organization to undergo a third-party certification audit

Educational Approach
This training course is learner-centered and contains:

  • Approaches and best practices used in compliance management system implementation, operation, maintenance, and continual improvement

  • Theoretical basis supported by practical examples, throughout the four days of the training course

  • Lecture sessions illustrated with practical examples based on a case study

  • Interaction between the trainers and participants by means of questions and discussions

  • Stand-alone quizzes and scenario-based quizzes intended to prepare the participants for the certification exam

Prerequisites

The main requirements for participating in this training course are a basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600) and the MS implementation principles.

Available Learning Formats
Self Study/ Self-Paced
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification.
  • Free Retake if needed.
Download Brochure

Physical Classroom/ Instructor-Led

  • Attendance of a physical face to face training.
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification & Attendance Record.
  • Free Retake if needed
Download Brochure
Virtual Classroom/ Instructor-Led
  • Attendance of an online live training.
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification & Attendance Record.
  • Free Retake if needed
Download Brochure
Enroll Now

Learning Formats

Why should you attend?
The PECB Certified 37301 Lead Auditor training course enables you to develop the necessary competence to perform compliance management system (CMS) audits by applying widely recognized audit principles, procedures, and techniques.
Many organizations seek competent auditors to determine whether their policies, procedures, and controls adhere to ISO 37301 requirements. This training course aims to help you complete these tasks successfully and intends to reflect the importance of effective CMS audits. In addition, this training course aims to strengthen your knowledge and skills to plan and carry out CMS audits based on the guidelines for auditing management systems provided in ISO 19011 and the certification process described in ISO/IEC 17021-1.
This training course can potentially qualify you to conduct audits on behalf of conformity assessment bodies.
The exercises, quizzes, and case studies provided in this training course are designed to help you practice the most important aspects of a CMS audit: ISO 37301 requirements, auditing principles, tools and techniques used to obtain evidence, leading a team of auditors, conducting interviews with auditee, reviewing documented information, drafting nonconformity reports, and preparing the final audit report.
After successfully completing the training course, you can sit for the exam which is designed to measure your knowledge and skills regarding CMS audits. If you successfully pass the exam, you can apply for the “PECB Certified ISO 37301 Lead Auditor” credential. The “PECB ISO 37301 Lead Auditor” certification validates your professional capabilities and demonstrates that you have the knowledge and skills to audit a CMS based on ISO 37301.
Who should attend?
The ISO 37301 Lead Auditor training course is intended for:

  • Auditors seeking to perform and lead CMS audits.

  • Managers or consultants seeking to master the CMS audit process.

  • Individuals responsible for maintaining conformity to ISO 37301 requirements in an organization.

  • Technical experts seeking to prepare for a CMS audit.

  • Expert advisors and compliance officers.

Learning Objectives
This training course enables you to:

  • Understand the main concepts of a compliance management system (CMS) and its processes based on ISO 37301.

  • Acknowledge the relationship between ISO 37301 and other standards and regulatory frameworks.

  • Understand the auditor’s role in planning, leading, and following up on a CMS audit in accordance with ISO 19011.

  • Interpret the requirements of ISO 37301 in the context of a CMS audit.

  • Plan an audit, lead a team of auditors, draft nonconformity reports, and follow up on an audit.

  • Act with due professional care during an audit.

Educational Approach
This training course is participant centered and contains:

  • Theories, approaches, and best practices used in ISO management system audits.

  • Lecture sessions illustrated with examples based on case studies that were inspired by real events.

  • Practical exercises based on a case study which includes role-playing and discussions.

  • Interaction between participants by means of questions and suggestions.

  • Quizzes with stand-alone questions and scenario-based questions, tailored to prepare the participants for the certification exam.

Prerequisites

A fundamental understanding of ISO 37301 requirements (or ISO 19600 guidelines) for a CMS and a comprehensive knowledge of audit principles.

Available Learning Formats
Self Study/ Self-Paced
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification.
  • Free Retake if needed.
Download Brochure

Physical Classroom/ Instructor-Led

  • Attendance of a physical face to face training.
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification & Attendance Record.
  • Free Retake if needed
Download Brochure
Virtual Classroom/ Instructor-Led
  • Attendance of an online live training.
  • Official PECB PDF Materials.
  • Official PECB Online Exam.
  • Official PECB Certification & Attendance Record.
  • Free Retake if needed
Download Brochure
Enroll Now

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